2021 中国金融制度(江西财经大学) 最新满分章节测试答案

1 Overview of the Development of China’s Financial System Quiz for Chapter 1

1、 问题:In (    ), Deng Xiaoping delivered the famous Southern Tour Speech.
选项：
A:1949
B:1978
C:1992
D:1995
答案: 【C:1992】

2、 问题:The (    ) National Congress of the Communist Party of China clearly put forward the goal of China’s economic restructuring is to establish a socialist market economic system.
选项：
A:13th
B:14th
C:15th
D:16th
答案: 【B:14th】

3、 问题:The Third Plenary Session of the (    ) CPC Central Committee clearly stated that "the market should play a decisive role in resources allocation and the government should better play its role".
选项：
A:16th
B:17th
C:18th
D:19th
答案: 【C:18th】

4、 问题:All of the following are members of the three policy banks in China except (   ).
选项：
A:The State Development Bank of China
B:The Export-Import Bank of China
C:Agricultural Development Bank of China
D:China Minsheng Bank
答案: 【D:China Minsheng Bank】

5、 问题:Quanfu was a government financial institution in the Zhou Dynasty, and its credit was the earliest government credit in China.
选项：
A:正确
B:错误
答案: 【A:正确】

2 China’s Macro-control System Quiz for Chapter 2

1、 问题:From 1949 to 1979, the monetary policy management can be described as (   )
选项：
A:Unified deposit and loan management
B:Deposit loan linkage and balance control management
C:Real deposit and loan management
D:Indirect control management
答案: 【A:Unified deposit and loan management】

2、 问题:From 1994, a very important part of money supply in China is (   )
选项：
A:Re-lending
B:Foreign exchange purchase
C:Policy loans
D:Open market operations
答案: 【B:Foreign exchange purchase】

3、 问题:What are three main tools of monetary policy? (   )
选项：
A:Open market operation
B:Reserve requirements
C:Discount policy
D:All of the above
答案: 【D:All of the above】

4、 问题:The latest goal of China’s monetary policy is (   )
选项：
A:Full employment
B:Economic growth
C:Develop the economy and stabilize the currency
D:Maintain the stability of the currency value and thereby promote economic growth
答案: 【D:Maintain the stability of the currency value and thereby promote economic growth】

5、 问题:The function of "Standing Lending Facility"  is to meet the short-term liquidity demand of financial institutions.
选项：
A:正确
B:错误
答案: 【B:错误】

3 China’s Banking System Quiz for Chapter 3

1、 问题:The major liabilities of commercial bank  are______.
选项：
A:loans
B:cash
C:deposits
D:capital
答案: 【C:deposits】

2、 问题:Which one of the following is a policy bank in China：
选项：
A:Bank of China
B:People’s Bank of China
C:Agricultural Bank of China
D:Agricultural Development Bank of China
答案: 【D:Agricultural Development Bank of China】

3、 问题: Which one of the following is NOT the function of policy Banks:
选项：
A:Policy-oriented function
B:Financial service function
C:Complementary functions
D:Insurance function
答案: 【D:Insurance function】

4、 问题:Which one of the following undertakes the regulatory responsibilities of  banking industry in China now?
选项：
A: The Securities and Futures Commission
B:China Banking and Insurance Regulatory Commission
C:Office of Financial Supervision
D:China Banking Regulatory Commission
答案: 【B:China Banking and Insurance Regulatory Commission】

5、 问题:Which one of the following DOES NOT belong to China’s four largest Banks:
选项：
A:Bank of China
B:Industrial and Commercial Bank of China
C:China Construction Bank
D:China Merchants Bank
答案: 【D:China Merchants Bank】

4 China’s Securities System Quiz for Chapter 4

小提示:本节包含奇怪的同名章节内容

1、 问题:China’s securities companies are mainly engaged in (    )
选项：
A:brokerage business
B:securities underwriting business
C:proprietary-trading business
D:asset management business
答案: 【A:brokerage business;
B:securities underwriting business;
C:proprietary-trading business;
D:asset management business】

2、 问题:Currently, the futures exchanges in mainland China include (    )
选项：
A:Shanghai Futures Exchange
B:Zhengzhou Commodity Exchange
C:Dalian Commodity Exchange
D:China Financial Futures Exchange
答案: 【A:Shanghai Futures Exchange;
B:Zhengzhou Commodity Exchange;
C:Dalian Commodity Exchange;
D:China Financial Futures Exchange】

3、 问题:According to the China Securities Regulatory Commission (CSRC), the limit on the foreign share of securities companies should be abolished from April 1, 2020.
选项：
A:正确
B:错误
答案: 【A:正确】

4、 问题: Open-end funds is the dominant form of fund product in China.
选项：
A:正确
B:错误
答案: 【A:正确】

5、 问题:Trade on an exchange is restricted to brokers who are members of the exchange.
选项：
A:正确
B:错误
答案: 【A:正确】

6、 问题:The over-the-counter (OTC) market is (    )
选项：
A:An auction market where trading takes place at a particular physical site like the New York Stock Exchange.
B:A dealer market where brokers and dealers are linked by telecommunications equipment to trade securities.
C:An auction market that trades the majority of stocks.
D:A dealer market that trades securities on the stock exchanges due to the high dollar volume of trading.
答案: 【B:A dealer market where brokers and dealers are linked by telecommunications equipment to trade securities.】

7、 问题:Which of the following statements about financial markets and securities is TRUE?(  )
选项：
A:Many common stocks are traded over-the-counter, although the largest corporations usually have their shares traded at organized stock exchanges such as the Shanghai Stock Exchange.
B:As a corporation gets a share of the broker’s commission, a corporation acquires new funds whenever its securities are sold.
C:Capital market securities are usually more widely traded than shorter-term securities and so tend to be more liquid
D:Prices of capital market securities are usually more stable than prices of money market securities, and so are often used to hold temporary surplus funds of corporations.
答案: 【A:Many common stocks are traded over-the-counter, although the largest corporations usually have their shares traded at organized stock exchanges such as the Shanghai Stock Exchange.】

8、 问题:Which of the following are not the primary responsibility of CSRC?(    )
选项：
A:Supervise the securities and futures business institutions
B:Supervise the communication of the securities and futures information
C:Supervise the deposit taking institutions 
D:Supervise the direct or indirect issuance and listing of shares